Update your compliance system to include credit license obligations

Draft ASIC Regulatory Guide 104 makes it clear that ASIC will require credit licensees to lodge an annual compliance certificate, most likely similar to FS 71 for your AFS Licence.

Now is the time to review your compliance framework: credit compliance should be linked into your overall risk management system and audit and assurance program.

 
[ezcol_2third id="" class="" style=""]

Your Compliance Support Plan

We understand you need a cost-effective way to keep up to date with regulatory changes. Talk to us about our fixed price plans.

[/ezcol_2third] [ezcol_1third_end id="" class="textcenter" style=""] Support Plans [/ezcol_1third_end]