How we are different
We asked our clients what is important to them: they want help to effectively deal with regulatory changes and pressures and managing risk.
We then built an innovative, cost-effective, legal firm and a compliance service provider that combines personal service and technology.
Our clients get the attention to detail and technical expertise to solve their problems that you’d expect of a lawyer with over 30 years experience in advising financial services clients.
Add our practical expertise as a public company director and former member of a government board to our training programs: they are not just “talking heads” but based on real-life experience.
We run our own business so we know how to be more productive using the latest technology and how to “do more, with less”.
We share our regulatory updates freely so that clients know what they have to do today as well as plan for changes coming up.
Our updates are not just headlines or links: they are value added in the same way as our other services.
We understand the financial services sector and the need for reliable legal advice and compliance support with a commercial focus. We understand your business and advise you about future regulatory risks and regulatory requirements. We are responsive to your concerns and communicate promptly and concisely, on time and on budget.
We are easy to do business with.
Whenever you’re ready, here are three ways we can help you with regulatory compliance:
1) You can look at our online courses or eBooks.
2) You can subscribe to our compliance support plans. For full details click here.
3) If you want to work with David personally to review your governance and compliance systems or comply with an enforceable undertaking, send me an email with the title “compliance review” and some details about you and your business and I’ll send you more details.
Or talk to David about developing solutions for your own specific problems.