ASIC Enforcement Review: Government response
Category: Financial Services, Corporations Act, Consumer Credit
free quiz: assess your corporate culture
This quiz asks you 10 questions to help you understand the issues that affect your corporate culture.
It will include things you are already good at as well as things you could do better.
Banking Estate Administration Bots
Two of the most frequent and important customer-facing processes for financial services providers are checking Enduring Powers of Attorney and deciding when you need probate for the accounts of deceased customers.
Use our EPA Bot (for NSW, Victoria and Queensland) and our Deceased Estate Bot to review your policies and procedures.
While these bots do not provide legal advice they will help users identify relevant issues.
We work with
Credit Unions and Building Societies
Banks
Insurers
Finance Companies and lessors
Health Funds
Superannuation and Investment Funds
Why Choose Us
- In a highly regulated sector clients have trusted us to help manage legal compliance for more than 30 years.
- In a time of constant regulatory change we keep our clients up to date with changes in laws and regulations and help them prepare for the future.
- No surprises: we offer a range of fixed price and subscription services for compliance support, news and training.
- We understand the financial services sector and business pressures.
- We use the latest technology to provide back-up resources and insights but maintain the personal connection with you.
- We are reliable: when you ring or email us you can be confident we will provide a timely response.
- You get helpful and practical answers and useful and informative news.
- We use our skill and experience to provide options for solving problems and dealing with regulators.