We can give assurance of satisfying governance and compliance requirements in your Australian Financial Services Licence, Australian Credit Licence and key regulations and codes affecting your business (including AML/CTF, the Privacy Act and the ePayments Code).
We can help you monitor and report compliance of your operations with relevant Board policies, control frameworks and relevant legislative requirements.
We can assess your current compliance framework and help prepare an Annual Compliance and Operational Risk Plan, and the maintenance of an Operational Risk Register.
We provide guidance to management on regulatory obligations and responsibilities for compliance and prepare reports for your Board and Risk Committee.We assist staff to comply through education and training.
We also provide online CPD training.
Talk to us about our fixed fee monthly compliance support retainer.