We can give assurance of satisfying governance and compliance requirements in your Australian Financial Services Licence, Australian Credit Licence and key regulations and codes affecting your business (including AML/CTF, the Privacy Act and the ePayments Code).

We also have a detailed understanding of the APRA Prudential Standards and ASX Principles relating to governance.

We can help you monitor and report compliance of your operations with relevant Board policies, control frameworks and relevant legislative requirements.

We can assess your current compliance framework and help prepare an Annual Compliance and Operational Risk Plan, and the maintenance of an Operational Risk Register.

We assist Boards in fulfilling their duties as directors by helping directors understand regulatory risks and ensuring Board policies comply with the latest court decisions and changes to laws.

We provide guidance to management on regulatory obligations and responsibilities for compliance and prepare reports for your Board and Risk Committee.We assist staff to comply through education and training.

We also provide online CPD training.

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Talk to us about our fixed fee monthly compliance support retainer.

 

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We understand you need a cost-effective way to keep up to date with regulatory changes