Web Seminar:Tuesday 6 June 2006
at 11am -12 noon Australian Eastern Time
The Financial Services Regulation provisions of the Corporations Act
require financial service providers to be licensed and comply with
strict disclosure obligations.
In this 60 minute live web seminar David Jacobson will discuss FSR developments since 11 March 2004 and refinements which affect your day to day procedures.
The seminar will discuss integrating the refinements in your
existing FSR compliance program and how ASIC is currently administering
the laws.
Responsible officers can treat the seminar as part of their training obligation.
You will learn about:
- FSR refinement regulations
- changes to FSG requirements
- changes to SOA requirements
- changes to PDS requirements
- changes to authorised representative rules
- giving general advice
- fees and costs disclosure
- conflicts of interest
- ASIC administrative action
- FSR breach reporting
Who should attend:
- Directors
- CEO’s and CFO’s
- Responsible officers
- Company secretaries
- marketing managers
- risk managers
- compliance managers
- operations managers
The hour-long Web seminar includes a question and answer session.
This is an important FSR update you and your staff need to know.
