Compliance for Responsible Managers

An introduction to the obligations of Responsible Managers of Australian Financial Services Licences and Australian Credit Licences.

The videos are:

1. Introduction to the duties of a Responsible Manager (27 minutes)

2. CPD requirements for Responsible Managers (6 minutes)

3. Creating a compliance framework (20 minutes)

4. AFSL breach reporting (1 hour, 10 minutes)

The videos are supported by a 140 page manual for RM’s .

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