ASIC has released a report outlining its recent decisions on applications for relief during the period 1 June to 31 August 2007. It summarises situations where ASIC has exercised, or refused to exercise, its exemption and modification powers from the financial reporting, managed investment, takeovers, fundraising or financial services provisions of the Corporations Act 2001.
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- Financial Services
- Risk management
- Corporations Act
- Anti-money laundering
- Banking and financial regulation
- Governance and Compliance
- Funds and Investments