APRA breach notification forms

Entities regulated by APRA must notify APRA of significant breaches of prudential requirements.

has released breach notification forms to enable APRA regulated entities to
notify APRA in writing of any significant breach of their prudential
requirements. The forms released can only be used to notify APRA of
breaches.  The current online superannuation breach notification form will
continue to be available and has been updated to include the significance test.

regulated institutions will need to separately notify ASIC of any breaches of
their AFS licence or ASIC requirements until the new APRA online breach
notification system is finalised.

forms are now available on the APRA website at:

ADI Forms

General Insurer Forms

Life Insurer Forms

Friendly Society Forms

Superannuation Forms

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