ASIC has published its Financial advice update outlining recent regulatory developments and issues affecting financial advice.
The update covers:
- review of advice licensees using lead generation services;
- self-managed super fund establishment advice;
- compliance with internal dispute resolution obligations;
- reportable situations;
- offshore outsourcing arrangements;
- enforcement matters;
- update from the financial services and credit panel.
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Author: David Jacobson
Principal, Bright Corporate Law
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About David Jacobson
The information contained in this article is not legal advice. It is not to be relied upon as a full statement of the law. You should seek professional advice for your specific needs and circumstances before acting or relying on any of the content.
